TEN-2122-022 Compliance Services

Concepts

• finance services
• nest corporation
• nest invest ltd.
• provision of compliance services
• suite of compliance procedures
• comprehensive compliance
• compliance services
• nest corporation's fca
• good reputation
• regulatory obligations

Location

Description

This contract covers the provision of compliance services to Nest Corporation's FCA-regulated subsidiary, Nest Invest Ltd. The supplier who has been appointed will support Nest Invest to ensure that the organisation is: - discharging all its regulatory obligations to the FCA in a systematic and compliant manner - effectively managing its day-to-day relationship with the FCA and preserving our good reputation with the organisation - delivering good-quality training to its staff, as and when required - supporting the development and delivery of running and operating a thorough and comprehensive compliance monitoring plan - maintaining a suite of compliance procedures and documentation that is accurate and up-to-date - advised on current and future regulatory requirements including permissions, fees, and other aspects of the FCA requirements.

Award Detail

CPV Codes

• 66170000 - Financial consultancy, financial transaction processing and clearing-house services

Indicators

• Contract is suitable for SMEs.